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Results: 10

Changes I’ve made to embrace regulation and overcome challenges image

Simon D. Lister, Dip PFS; Jamie McIntyre, CFP

Sep 3, 2024

Changes I’ve made to embrace regulation and overcome challenges

What can you do to not just accept new regulations but thrive through adaptation and compliance? In this episode, MDRT members explain how their perspective and ability to take action has led them to turn regulation into opportunity and success.

Ian Green, Dip PFS

Apr 10, 2017

Life after regulation in the UK

In the U.K., commission disclosure in the 1990s was just the start of two decades of profession-changing regulation. Green shares how his career has changed, and a positive perspective about what he's gained.

Ross Vanderwolf, CFP

Apr 10, 2017

Life after regulation in Australia

Following 20 years of regulation, the financial services profession has experienced significant change. For Vanderwolf and other producers willing to keep looking forward, success is still possible. Vanderwolf details some of the changes he has experienced and how he has adapted and rebuilt his business.
Pivot for success

Tetsuma Adachi; Caroline A. Banks, FPFS; Katrina Ann Church ; Timothy Daniel Clairmont, MSFS ; Roy John Hall, ADFP, CCFP; Jamie McIntyre, CFP

Nov 1, 202413 min

Pivot for success

MDRT members reinvented, recalibrated and dug in to survive and thrive. 

Document your ethical practices

MDRT Bylaws and Ethics Committee

Mar 1, 20245 min

Document your ethical practices

Archiving your notes and recommendations is an advisor best practice.
Are you Oscar or Razzie worthy?

MDRT Bylaws and Ethics Committee

Mar 9, 20236 min

Are you Oscar or Razzie worthy?

Ethics lead to best performance by an advisor.
Cybersecurity for advisors

James Harrison, CEO; John D. Sileo, CPAE, CSP

Mar 9, 20237 min

Cybersecurity for advisors

Financial advising firms could face their own crisis — from hackers and regulators — without a strong plan to thwart online threats.
Raising the regulation bar

Carla Brown, FPFS, CFP; Asvin Chauhan, Dip FA, MIFP; Catherine Gough, FPFS; Sarah Helen Hogan, ACII; Elaine Milne, Dip PFS

Nov 1, 20225 min

Raising the regulation bar

Increased oversight helps UK advisors look out for their clients’ interests.
The winds of change

Elizabeth Diffin

Apr 25, 20225 min

The winds of change

Two advisors in China observe that clients are embracing more sophisticated insurance and financial service products.

Elizabeth Diffin

Oct 29, 20214 min

Soldiering on

Advisors in Hong Kong, China, devise creative approaches to new challenges.